Q: Mutual fund companies provide all but one of the following to their customers:
A: insurance
Q: Which of the following is least affected by an individual customer's profile?
A:nonprice adjustments
A: execution of trades, investment advice, and margin credit
Q: Real estate investment trust are ..... investment companies that tend to prosper
A: closed-end; interest rates are low
Q: Hedge funds are typically organised as
A: corporations
Q: Innovation around regulation followed by new regulation to offset the innovation is
A: regulatory dialectic
Q: The rapid growth of real estate investment trusts seems to be associated with
A: all of the listed choices
Q: Which of the following mutual fund types is likely to have the highest risk exposure?
A: aggressive growth funds
Q: Bank failures are considered to be more important to the economy because
A: failure of a single bank induces fear about the solvency of other banks
Q: Appraise the operations of commercial banks. Small banks tend to have a greater proportion of operating income from ....., and a greater proportion of .... expense.
A: provision for loan losses; securities
Q: The price of a mutual fund share is
A: the net asset value or the value of assets divided by shares issued
Q: One of the main distinctions between Banks and other corporations is that
A: Banks have high proportion of fixed asset
Q: Mutual funds that do not charge a front-end load can still impose a ..... that must be paid by investors who redeem their shares.
A: all of the listed choices
Q: One may find the shares of the following traded on the national exchanges?
A: closed-end investment company
Q: In an underwritten offer, the risk is borne by
A: an investment banker
Q: Which of the following is true about private placement?
A: All of the listed choices are true
Q: Risk-based capital ratios measures are associated with which of the following bank risks?
A: credit risk
Q: Which of the following is not the difference between hedge funds and mutual funds?
A: Unlike mutual funds, hedge funds are managed by professional fund managers
Q: A speculating bank,which is estimating increases in interest rates, would position itself with a ..... maturity GAP.
A: positive
Q: All but one of the following is more associated with the level of a bank's base lending rate:
A: the federal reserve discount rate
RESULTS: 75/100
Q: Innovation around regulation followed by new regulation to offset the innovation is
A: regulatory dialectic
Q: The rapid growth of real estate investment trusts seems to be associated with
A: all of the listed choices
Q: Which of the following mutual fund types is likely to have the highest risk exposure?
A: aggressive growth funds
Q: Bank failures are considered to be more important to the economy because
A: failure of a single bank induces fear about the solvency of other banks
Q: Appraise the operations of commercial banks. Small banks tend to have a greater proportion of operating income from ....., and a greater proportion of .... expense.
A: provision for loan losses; securities
Q: The price of a mutual fund share is
A: the net asset value or the value of assets divided by shares issued
Q: One of the main distinctions between Banks and other corporations is that
A: Banks have high proportion of fixed asset
Q: Mutual funds that do not charge a front-end load can still impose a ..... that must be paid by investors who redeem their shares.
A: all of the listed choices
Q: One may find the shares of the following traded on the national exchanges?
A: closed-end investment company
Q: In an underwritten offer, the risk is borne by
A: an investment banker
Q: Which of the following is true about private placement?
A: All of the listed choices are true
Q: Risk-based capital ratios measures are associated with which of the following bank risks?
A: credit risk
Q: Which of the following is not the difference between hedge funds and mutual funds?
A: Unlike mutual funds, hedge funds are managed by professional fund managers
Q: A speculating bank,which is estimating increases in interest rates, would position itself with a ..... maturity GAP.
A: positive
Q: All but one of the following is more associated with the level of a bank's base lending rate:
A: the federal reserve discount rate
RESULTS: 75/100
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